Disclosures

Please click on the following links for information on David Lerner Associates, Inc. disclosures regarding Statement of Financial Condition, Business Continuity Plan, Potential Conflicts of Interest and Order Routing Information.

Documents

• Statement of Financial Condition, June 30, 2018
• Statement of Financial Condition, December 31, 2017
• Summary of David Lerner Associates, Inc. Business Continuity Plan
• Potential Conflicts of Interests Disclosure, 01/08/2015
• Order Routing Information (SEC Rule 606)

Spirit of America Income Fund

• Spirit of America Income Fund Form 8937, 2013
• Spirit of America Income Fund Form 8937, 2014
• Spirit of America Income Fund Form 8937, 2015
• Spirit of America Income Fund Form 8937, 2016
• Spirit of America Income Fund Form 8937, 2017

Spirit of America Income & Opportunity Fund

• Spirit of America Income & Opportunity Fund Form 8937, 2013
• Spirit of America Income & Opportunity Fund Form 8937, 2014
• Spirit of America Income & Opportunity Fund Form 8937, 2015
• Spirit of America Income & Opportunity Fund Form 8937, 2016
• Spirit of America Income & Opportunity Fund Form 8937, 2017

Spirit of America Large Cap Value Fund

• Spirit of America Income Fund Form 8937, 2017

Spirit of America Energy Fund

• Spirit of America Energy Fund Form 8937, 2014
• Spirit of America Energy Fund Form 8937, 2015
• Spirit of America Energy Fund Form 8937, 2016
• Spirit of America Energy Fund Form 8937, 2017

Spirit of America Real Estate Income and Growth Fund

• Spirit of America Real Estate Income and Growth Fund Form 8937, 2013